Industry
MGA Compliance: A Risk-based Approach for Compliance Programs in the MGA Channel
November 8, 2018
Advisor Screening Questionnaire - For use by Managing General Agencies Screening Advisors for Suitability
August 11, 2018
CLHIA Standardized Advisor Practice Review for Use in the MGA channel
August 21, 2017
Advisor Disclosure Best Practices - Training Material
June 6, 2017
Serving Clients Through Needs-Based Sales Practices - Training Module
Advisor Disclosure
December 30, 2016
The Approach: Serving the Client Through Need-based Sales Practices
November 24, 2016
IVIC Suitability Needs-Based Sales Practices
October 31, 2016
Advisor Screening Confirmation Request
September 5, 2014
Replacement Disclosure
Point of Sale Disclosure Implementation of New Requirements for Segregated Funds
April 30, 2010
Advisor Disclosure (for application to Group Benefits and Group Retirement business)
September 28, 2005