Advisor Screening Questionnaire - For use by Managing General Agencies Screening Advisors for Suitability

The Advisor Screening Questionnaire (ASQ) should be used by Managing General Agents (MGA) as part of the screening process an MGA uses to assess the advisor's suitability and decide whether or not to enter into a contract with that advisor. An MGA should also use the ASQ to carry out screening functions delegated to it by an insurer. Questions 1-44 of this version of the ASQ are identical to questions used by insurers when they screen advisors. As well, the questions in the ASQ will be incorporate into the Apexa database.