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Advisor Disclosure

DistributionAdvisor regulatory requirementsDistribution guidelines and reference documents

Reference Document

When a consumer is considering the purchase of a life or health insurance product, it is important that they have good information about the product, how it meets their needs, the company offering the product, and the advisor and the advisor’s business relationships. This document focuses on disclosure about the advisor which should be given in writing to the client prior to the sales transaction...