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Guideline G8 - Advisor Suitability: Screening, Monitoring and Reporting

This Guideline sets out a framework and describes practices to assist companies in establishing and maintaining a system for screening, monitoring and reporting advisors.
DistributionAdvisor regulatory requirementsDistribution guidelines and reference documents

Related Reference Documents:

Insurer Systems for Monitoring Statutory Compliance of Advisors
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Monitoring Advisor Suitability: Insurer Compliance Practices
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Life Agent Reporting Form -- For use by Insurers Reporting Unsuitable Agents (Advisors) to Regulators 
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Explanatory Notes for CLHIA Guideline G8
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Advisor Screening Questionnaire - For use by Insurers Screening Advisors for Suitability
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